The OWASP Top 10 for Large Language Model Applications are mitigated in the development of large language model applications.
Ensure that vectors and embeddings used in LLM-based applications are securely managed, accessed, and validated to prevent unauthorized data access, information leaks, poisoning attacks, and behavioral alterations. Implement robust access controls, data validation mechanisms, and continuous monitoring to mitigate the risks associated with vector-based knowledge retrieval and augmentation techniques.
Vectors and embeddings play a critical role in retrieval-augmented generation (RAG) systems, enabling LLMs to access external knowledge sources. However, mismanagement of vectors and embeddings can introduce serious vulnerabilities, such as unauthorized data access, embedding inversion attacks, and data poisoning, which can compromise confidentiality, integrity, and trustworthiness of LLM applications. To mitigate these risks, fine-grained access controls must be enforced to prevent unauthorized retrieval of embeddings and to restrict cross-context information leaks in multi-tenant environments. Data validation pipelines should be established to ensure only vetted, trustworthy sources contribute to the knowledge base, preventing manipulation via poisoned data or adversarial inputs. Embedding inversion attacks, where attackers attempt to extract sensitive data from stored embeddings, should be countered with differential privacy techniques and encryption methods to obscure relationships between raw data and vector representations. Logging and monitoring of all retrieval activities should be maintained to detect anomalous patterns, unauthorized access attempts, and unexpected data leakage incidents. In addition, retrieval augmentation should be evaluated for behavioral alterations, as improper tuning can reduce the model’s effectiveness, empathy, or decision-making reliability. Continuous testing and auditing of augmented models should be performed to ensure they retain their intended functionality without introducing biases, conflicting knowledge, or undesirable responses.
ID | Operation | Description | Phase | Agent |
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SSS-02-05-08-01-01 | Enforce strict access control for vector storage and retrieval | Implement fine-grained permission controls for vector databases to ensure that users and applications can only access the data relevant to their scope. Prevent unauthorized cross-group access in multi-tenant environments. | Development | Security team, AI engineers, DevOps team |
SSS-02-05-08-01-02 | Implement robust data validation and filtering | Develop automated pipelines to validate, sanitize, and classify input data before embedding into the vector database. Implement filtering mechanisms to detect hidden adversarial content, such as invisible text-based poisoning attacks. | Development | AI governance team, Data engineers, Security team |
SSS-02-05-08-01-03 | Apply differential privacy and encryption to embeddings | Use differential privacy techniques to prevent attackers from extracting meaningful data from stored embeddings. Encrypt sensitive vector data to mitigate embedding inversion risks. | Deployment | Security team, Infrastructure team |
SSS-02-05-08-01-04 | Monitor embedding retrieval activities for anomalies | Maintain detailed, immutable logs of all vector retrievals to detect and respond to suspicious queries or unauthorized access attempts. Implement anomaly detection algorithms to flag unusual embedding interactions. | Post-deployment | Security team, Operation team |
SSS-02-05-08-01-05 | Evaluate the impact of retrieval augmentation on model behavior | Continuously analyze whether retrieval-augmented knowledge affects the model’s performance, empathy, or decision-making consistency. Adjust augmentation parameters to maintain desired response quality while mitigating unintended alterations. | Post-deployment | AI governance team, Data engineers, Development team |
Industry framework | Academic work | Real-world case |
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Information Security Manual (ISM-1923) OWASP Top 10 for LLM OWASP Top 10 for LLM (LLM08:2025) |